What can result from not following the CFA Institute's ethical guidelines?

Not adhering to the CFA Institute's ethical guidelines can lead to serious consequences, including disciplinary actions such as the revocation of the CFA designation. The CFA Institute places a strong emphasis on ethics and professional conduct as fundamental pillars of the investment profession. Members and candidates are expected to maintain high ethical standards, and failure to do so can jeopardize their reputation and career.

Disciplinary actions may include penalties for unethical behavior, which can manifest in various forms, such as suspension or revocation of the CFA charter. This not only impacts an individual's professional standing but can also have broader implications for their firm and the trustworthiness of the profession as a whole. Therefore, adhering to ethical guidelines is crucial for maintaining professional integrity and safeguarding one's career in finance.